Glen Davis is a registered investment advisor at Aegis Capital CORP., based in Portland, OR, with 43 years of industry experience. Glen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,083 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Aegis Capital Corp. charges a fee based on a percentage of the assets they manage for you.
If most transaction costs are charged to you:
- First $250,000 - maximum 2.50% per year
- Next $750,000 - maximum 2.25% per year
- Over $1,000,000 - maximum 2.00% per year
If most transaction costs are charged to Aegis:
- First $250,000 - maximum 3.00% per year
- Next $750,000 - maximum 2.75% per year
- Over $1,000,000 - maximum 2.50% per year
The fee can be charged in one of three ways: Floating Rate, Incremental Rate, or Fixed Rate, as specified in your client agreement. The amount of the fee may be negotiable.
Location
1000 SW Broadway, Suite 1220, Portland, OR, 97205
Get directionsHistory
Regulatory History (1)
Regulatory
July 2006Other Business Activities
Glen is involved in several real estate investment holdings, including Villa St. Clair Inc., Holladay Partners Inc., and Commodore Partners LLC, dedicating minimal time to reviewing operations. He is also a managing member of Broadway Group LLC and sole member of Global Equity Partners LLC, both established for business expenses, and a member of Northwest Historic Properties LLC, a private real estate holding company, all requiring minimal time.
Employment History
Current Registrations
Aegis Capital CORP.Broker
Aegis Capital CORP.
Previous Registrations
Jhs Capital Advisors, LLC
Jhs Capital Advisors, LLCBroker
Paulson Investment Company, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.