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Asa Savage

28 Years of Experience
1 DisclosureBroker

Asa Savage is a registered investment advisor at Aegis Capital CORP., based in New York, NY, with 28 years of industry experience. Asa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,083 clients with $1.8B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
100 advisors
Number of Clients
3,083 clients
Average Client Portfolio
$577K average
Assets Under Management
$1.8B

Fee Structure

Investment management only (planning not offered)

Aegis Capital Corp. charges a fee based on a percentage of the assets they manage for you.

If most transaction costs are charged to you:

  • First $250,000 - maximum 2.50% per year
  • Next $750,000 - maximum 2.25% per year
  • Over $1,000,000 - maximum 2.00% per year

If most transaction costs are charged to Aegis:

  • First $250,000 - maximum 3.00% per year
  • Next $750,000 - maximum 2.75% per year
  • Over $1,000,000 - maximum 2.50% per year

The fee can be charged in one of three ways: Floating Rate, Incremental Rate, or Fixed Rate, as specified in your client agreement. The amount of the fee may be negotiable.

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Location

1345 Avenue of the Americas, 27th Floor, New York, NY, 10105

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History

Regulatory History (1)
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Customer Dispute
January 2011
Closed-No Action
Employment History
Current Registrations
Aegis Capital CORP.Broker
July 2015 - Present · 10 yrs 9 mos
Aegis Capital CORP.
July 2015 - Present · 10 yrs 9 mos
Aegis Capital CORP.
July 2015 - Present · 10 yrs 9 mos
Previous Registrations
Jhs Capital Advisors, LLC
April 2012 - July 2015 · 3 yrs 3 mos
Jhs Capital Advisors, LLCBroker
April 2012 - July 2015 · 3 yrs 3 mos
Paulson Investment Company, INC.
October 2002 - April 2012 · 9 yrs 6 mos
Paulson Investment Company, INC.Broker
January 1998 - April 2012 · 14 yrs 3 mos
Paulson Investment Company, INC.Broker
August 1997 - October 1997 · 2 mos
Tri-Merica Securities CorporationBroker
April 1997 - June 1997 · 2 mos
State Registrations11 states
AKAZCACOCTFLHIIDNVORTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.