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Matthew Miller

Aegis Capital CORP.
45 Years of Experience
Portland, OR
4 DisclosuresBroker
View SEC Summary
View SEC Summary

Matthew Miller is a registered investment advisor at Aegis Capital CORP., based in Portland, OR, with 45 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3,083 clients with $1.8B in assets under management.

Aegis Capital CORP.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
99 advisors
Number of Clients
3,083 clients
Average Client Portfolio
$577K average
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.50%
$250K - $1.0M2.25%
$1M+2.00%

Rates shown are the maximums when most transaction costs are charged to the client. If transaction costs are charged to Aegis Capital Corp., the maximum rates are 3.00% on the first $250k, 2.75% on the next $750k, and 2.50% over $1M. Fees may be negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1000 SW Broadway, Suite 1220, Portland, OR, 97205

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2005
Settled
Customer Dispute
April 2002
Settled
Customer Dispute
July 1996
Settled
Customer Dispute
March 1995
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Matthew is involved in real estate/rental activities, spending minimal time on tasks like paying bills and collecting rent. He is also a managing member of Broadway Group LLC, dedicating more than full-time hours to the business during securities trading hours.

Employment History
Current Registrations
Aegis Capital CORP.Broker
July 2015 - Present · 11 yrs 3 mos
Aegis Capital CORP.
July 2015 - Present · 11 yrs 3 mos
Previous Registrations
Jhs Capital Advisors, LLCBroker
April 2012 - July 2015 · 3 yrs 3 mos
Jhs Capital Advisors, LLC
April 2012 - July 2015 · 3 yrs 3 mos
Paulson Investment Company, INC.
April 2003 - April 2012 · 9 yrs
Paulson Investment Company, INC.Broker
February 2003 - April 2012 · 9 yrs 2 mos
UBS Painewebber INC.Broker
January 1995 - February 2003 · 8 yrs 1 mo
Kidder, Peabody & CO. IncorporatedBroker
November 1980 - January 1995 · 14 yrs 2 mos
State Registrations15 states
CACOFLIDINMEMNMTNCNYOKORSCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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