RS
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Robert Schilling
43 Years of Experience
Melville, NY
3 DisclosuresBroker
Robert Schilling is a registered investment advisor at UBS Financial Services INC., based in Melville, NY, with 43 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
58 South Service Road, Suite 310, Melville, NY, 11747
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2008Settled
Customer Dispute
May 2007Closed-No Action
Customer Dispute
April 2001Pending
Employment History
Current Registrations
UBS Financial Services INC.
January 2022 - Present · 4 yrs 9 mos
UBS Financial Services INC.
August 2001 - Present · 25 yrs 2 mos
UBS Financial Services INC.Broker
August 2001 - Present · 25 yrs 2 mos
Previous Registrations
Janney Montgomery Scott LLCBroker
October 1996 - August 2001 · 4 yrs 10 mos
Prudential Securities IncorporatedBroker
June 1993 - October 1996 · 3 yrs 4 mos
First Empire Securities, INC.Broker
March 1991 - July 1993 · 2 yrs 4 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
November 1988 - January 1991 · 2 yrs 2 mos
Painewebber Real Estate Securities INC.Broker
July 1987 - October 1987 · 3 mos
Painewebber IncorporatedBroker
March 1983 - November 1988 · 5 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1983 - March 1983 · 1 mo
State Registrations11 states
CAFLKYMAMINCNJNYRISCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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