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Donald Depiro

UBS Financial Services INC.
28 Years of Experience
Melville, NY
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Donald Depiro is a registered investment advisor at UBS Financial Services INC., based in Melville, NY, with 28 years of industry experience. Donald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

58 South Service Road, Suite 310, Melville, NY, 11747

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2021
Denied
Customer Dispute
August 2010
Settled
Customer Dispute
July 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Donald is involved with Unmanned Aerial Propulsion Systems, an LLC started by his son, since 2016. He made the initial investment and dedicates minimal time to the design of a propulsion system for drones.

Employment History
Current Registrations
UBS Financial Services INC.
February 2021 - Present · 5 yrs 8 mos
UBS Financial Services INC.Broker
February 2021 - Present · 5 yrs 8 mos
UBS Financial Services INC.
February 2021 - Present · 5 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2009 - February 2021 · 11 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2009 - February 2021 · 11 yrs 5 mos
UBS Financial Services INC.
April 2004 - September 2009 · 5 yrs 5 mos
UBS Financial Services INC.Broker
May 2003 - September 2009 · 6 yrs 4 mos
Prudential Securities IncorporatedBroker
September 1998 - May 2003 · 4 yrs 8 mos
State Registrations32 states
AZCACOCTDEFLGAILINKYMAMDMIMNNCNHNJNMNVNYORPAPRSCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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