Christopher Caufield
Christopher Caufield is a registered investment advisor at UBS Financial Services INC., based in Melville, NY, with 27 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
225 Broadhollow Road, Melville, NY, 11747
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2008Other Business Activities
Christopher is a distributor for Herbalife, spending a few hours per week on this activity. His wife is a Marketing Executive/Director for Melaleuca, and Christopher spends minimal time on this. Christopher is also a marketing consultant for Ambit Energy and a livery driver for Lyft, dedicating minimal time to each.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
UBS Financial Services INC.
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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