William Obrien
William Obrien is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Naples, FL, with 43 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
8545 Danbury Blvd #101, Naples, FL, 34120
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2023Customer Dispute
May 2016Other Business ActivitiesSells Insurance
William operates under the DBA Comprehensive Strategies, providing financial, advisory, and insurance services, dedicating full-time hours to this endeavor. He also works as an agent selling life insurance, annuities, and long-term care, dedicating full-time hours to this as well.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Eagle Strategies CORP
Nylife Securities INC.Broker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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