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Kenneth Silverman

31 Years of Experience
Farmingdale, NY
2 DisclosuresBrokerSells Insurance

Kenneth Silverman is a registered investment advisor at Cetera Investment Advisers LLC, based in Farmingdale, NY, with 31 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

500 Bi Country Blvd, Suite 117, Farmingdale, NY, 11735

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2016
Denied
Regulatory
August 2013
Final
Other Business ActivitiesSells Insurance

Kenneth owns a law office providing legal and tax planning services, dedicating a few hours per week. He is also a partner in a multi-family real estate venture and the owner of Four Financial Group, where he provides investment and insurance advice, taking about a quarter of his time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2023 - Present · 3 yrs 3 mos
Cetera Wealth Services, LLCBroker
November 2019 - Present · 6 yrs 8 mos
Cetera Wealth Services, LLC
November 2019 - Present · 6 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
November 2021 - June 2023 · 1 yr 7 mos
UBS Financial Services INC.Broker
September 2010 - November 2019 · 9 yrs 2 mos
Mbsc Securities Corporation
October 2003 - July 2010 · 6 yrs 9 mos
Mbsc Securities CorporationBroker
December 2002 - July 2010 · 7 yrs 7 mos
Quasar Distributors, LLCBroker
December 2001 - November 2002 · 11 mos
Dreyfus Service CorporationBroker
November 1995 - August 2001 · 5 yrs 9 mos
The Dreyfus Service CorporationBroker
January 1993 - September 1994 · 1 yr 8 mos
Josephthal Lyon & Ross IncorporatedBroker
July 1992 - October 1992 · 3 mos
Prudential Securities IncorporatedBroker
May 1992 - June 1992 · 1 mo
Berkeley Securities CorporationBroker
April 1992 - July 1992 · 3 mos
State Registrations10 states
CAFLKYMAMINCNJNYUTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.