PE
CFP
PE
CFP

Paul Ewing

42 Years of Experience
Overland Park, KS
2 DisclosuresBrokerSells Insurance

Paul Ewing is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Overland Park, KS, with 42 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

10955 Lowell Ave Ste 900, 910, 920, 100, & 200, Overland Park, KS, 66210

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2017
Settled
Customer Dispute
July 1989
Award / Judgment
Other Business ActivitiesSells Insurance

Paul is involved in numerous business activities, including founding and volunteering for Living Waters Christian Canoe Ministry, serving as a financial advisor/OSJ manager for Prosperity Network of Advisors, LLC, and managing partner for Prosperity Advisors, LLC. Prosperity Network of Advisors, LLC is a DBA for financial and insurance services, indicating Paul likely sells insurance products.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
January 2004 - Present · 22 yrs 4 mos
Previous Registrations
Cetera Advisors LLC
January 2004 - March 2024 · 20 yrs 2 mos
Multi-Financial Securities Corporation
May 2003 - December 2003 · 7 mos
Multi-Financial Securities CorporationBroker
April 2003 - December 2003 · 8 mos
Prosperity Network, INC
October 1999 - December 2005 · 6 yrs 2 mos
Locust Street Securities, INC.Broker
July 1999 - March 2000 · 8 mos
Vestax Securities Corporation
June 1999 - January 2004 · 4 yrs 7 mos
Vestax Securities CorporationBroker
April 1999 - January 2004 · 4 yrs 9 mos
Walnut Street Securities, INC.Broker
April 1990 - March 1999 · 8 yrs 11 mos
Titan/value Equities Group, INC.Broker
November 1989 - April 1990 · 5 mos
Value Equities CorporationBroker
August 1989 - November 1989 · 3 mos
W. S. Griffith & CO., INC.Broker
October 1983 - August 1989 · 5 yrs 10 mos
State Registrations3 states
FLKSTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.