James Hearns
James Hearns is a registered investment advisor at Cetera Investment Advisers LLC, based in Naples, FL, with 57 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Naples, FL
Get directionsHistory
Regulatory History (3)
Regulatory
January 2017Regulatory
July 1985Regulatory
August 1981Other Business Activities
James is a retired partner at DBA-James E Hearns and Associates LLC, providing accounting and tax services, dedicating about a quarter of his time. He also manages assets from a former fruit orchard business and operates a financial services DBA, spending about 10-20% of his time on the latter.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Vsr Advisory Services
Vsr Financial Services, INC.Broker
Titan Capital CorporationBroker
Wzw Financial Services, INC.Broker
M. H. Deckard & CO., INC.Broker
Metropolitan Securities CORPBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.