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Steven Marantz

Cetera Investment Advisers LLC
43 Years of Experience
Glastonbury, CT
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Steven Marantz is a registered investment advisor at Cetera Investment Advisers LLC, based in Glastonbury, CT, with 43 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

95 Glastonbury Blvd, Suite 210, Glastonbury, CT, 06033

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2013
Settled
Criminal
March 1969
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Steven is an independent insurance agent selling fixed insurance products and also works as a financial advisor through Reed Financial Planning Services, LLC, selling fixed insurance, securities, and investment products. These activities take up nearly all of Steven's time. Steven is also a member of the Select Board for the Town of Longmeadow and a committee member for Local Community Mitigation, requiring minimal time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLC
June 2021 - Present · 5 yrs 4 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
October 2020 - June 2021 · 8 mos
Voya Financial Advisors, INC.Broker
October 2020 - June 2021 · 8 mos
Purshe Kaplan Sterling InvestmentsBroker
June 2018 - October 2020 · 2 yrs 4 mos
Conscious Capital Wealth Management, LLC
August 2017 - October 2020 · 3 yrs 2 mos
J.W. Cole Financial, INC.Broker
June 2017 - May 2018 · 11 mos
Citizens Securities, INC.
May 2014 - June 2017 · 3 yrs 1 mo
Citizens Securities, INC.Broker
May 2014 - June 2017 · 3 yrs 1 mo
Infinex Investments, INC.Broker
June 2008 - May 2014 · 5 yrs 11 mos
Infinex Investments, INC.
June 2008 - May 2014 · 5 yrs 11 mos
Banc of America Investment Services, INC.
December 2006 - June 2008 · 1 yr 6 mos
Banc of America Investment Services, INC.Broker
December 2006 - June 2008 · 1 yr 6 mos
Bancnorth Investment Group, INC.Broker
January 2005 - January 2007 · 2 yrs
Primevest Financial Services, INC.
January 2002 - January 2007 · 5 yrs
Primevest Financial Services, INC.Broker
October 2001 - January 2005 · 3 yrs 3 mos
Pacvest Associates, INC.Broker
August 1999 - September 2001 · 2 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
December 1982 - August 1999 · 16 yrs 8 mos
State Registrations7 states
CACTFLMAMDPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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