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Austin Routon

Raymond James & Associates, INC.
43 Years of Experience
Houston, TX
1 DisclosureBroker
View SEC Summary
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Austin Routon is a registered investment advisor at Raymond James & Associates, INC., based in Houston, TX, with 43 years of industry experience. Austin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5847 San Felipe Street, Ste 3900, Houston, TX, 77057

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Austin owns rental real estate property since 2019, which is a second home that might be rented out. This activity requires minimal time.

Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 8 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 8 mos
Previous Registrations
Morgan Keegan & Company, INC.
April 2006 - February 2013 · 6 yrs 10 mos
Morgan Keegan & Company, INC.Broker
April 2006 - February 2013 · 6 yrs 10 mos
RBC Dain Rauscher INC.Broker
May 2005 - April 2006 · 11 mos
RBC Dain Rauscher INC.
May 2005 - April 2006 · 11 mos
UBS Financial Services INC.Broker
July 1999 - May 2005 · 5 yrs 10 mos
UBS Financial Services INC.
July 1999 - May 2005 · 5 yrs 10 mos
Salomon Smith Barney INC.Broker
August 1993 - July 1999 · 5 yrs 11 mos
Everen Securities, INC.Broker
September 1990 - September 1993 · 3 yrs
Lovett Underwood Neuhaus & Webb, INC.Broker
September 1988 - September 1990 · 2 yrs
Boettcher & Company, INC.Broker
September 1987 - September 1988 · 1 yr
Lovett Mitchell Webb & Garrison, INC.Broker
October 1985 - September 1987 · 1 yr 11 mos
Rauscher Pierce Refsnes, INC.Broker
March 1983 - October 1985 · 2 yrs 7 mos
State Registrations20 states
AKALARCACOFLILLAMAMDMEMOMSNCOHORPATNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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