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Austin Routon
43 Years of Experience
Houston, TX
1 DisclosureBroker
Austin Routon is a registered investment advisor at Raymond James & Associates, INC., based in Houston, TX, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
5847 San Felipe Street, Ste 3900, Houston, TX, 77057
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009Denied
Other Business Activities
Austin owns rental real estate property since 2019, which is a second home that might be rented out. This activity requires minimal time.
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 5 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 5 mos
Previous Registrations
Morgan Keegan & Company, INC.
April 2006 - February 2013 · 6 yrs 10 mos
Morgan Keegan & Company, INC.Broker
April 2006 - February 2013 · 6 yrs 10 mos
RBC Dain Rauscher INC.Broker
May 2005 - April 2006 · 11 mos
RBC Dain Rauscher INC.
May 2005 - April 2006 · 11 mos
UBS Financial Services INC.Broker
July 1999 - May 2005 · 5 yrs 10 mos
UBS Financial Services INC.
July 1999 - May 2005 · 5 yrs 10 mos
Salomon Smith Barney INC.Broker
August 1993 - July 1999 · 5 yrs 11 mos
Everen Securities, INC.Broker
September 1990 - September 1993 · 3 yrs
Lovett Underwood Neuhaus & Webb, INC.Broker
September 1988 - September 1990 · 2 yrs
Boettcher & Company, INC.Broker
September 1987 - September 1988 · 1 yr
Lovett Mitchell Webb & Garrison, INC.Broker
October 1985 - September 1987 · 1 yr 11 mos
Rauscher Pierce Refsnes, INC.Broker
March 1983 - October 1985 · 2 yrs 7 mos
State Registrations18 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.