Jeffrey Scott
Jeffrey Scott is a registered investment advisor at Prosperity Capital Advisors, based in Fishkill, NY, with 42 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 7,096 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.60% |
| $500K - $1000K | 0.50% |
| $1.0M - $2.0M | 0.40% |
| $2.0M - $5.0M | 0.35% |
| $5M+ | 0.30% |
The platform fee tier schedule is based on billable assets and excludes non-billable assets such as unmanaged accounts. The total annual fee for investment management services for retail clients typically varies between 0.20% and 2.0% depending upon several factors, including the market value of the assets under management and the types of services to be rendered. PCA charges a $150.00 minimum annual investment management fee which may result in a fee greater than 2.0%.
Fee Estimator
Location
1 Summit Court, Suite 100, Fishkill, NY, 12524
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2024Other Business ActivitiesSells Insurance
Jeffrey is an investment advisor representative (IAR) working under FSC Wealth Advisors LLC. He is also a director of Aesculapius Club and an independent representative selling fixed insurance products through various carriers, supported by FSC Wealth Advisors' back office.
Employment History
Current Registrations
Prosperity Capital Advisors
Geneos Wealth Management, INC.Broker
Fsc Wealth Advisors, LLC
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
Multi-Financial Securities CorporationBroker
Ifg Network Securities, INC.Broker
Cadaret, Grant & CO., INC.Broker
Integrated Resources Equity CorporationBroker
Cpc Securities CorporationBroker
Nml Equity Services, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.