Scott Doll
Scott Doll is a registered investment advisor at Doll Capital Advisors Incorporated, based in San Juan Capistrano, CA, with 42 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 51 clients with $76M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.65% |
Fee Estimator
Location
30448 Rancho Viejo Rd Ste 140, Suite 140, San Juan Capistrano, CA, 92675
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2020Other Business ActivitiesSells Insurance
Scott operates under several entities related to his investment advisory business, including Scott W. Doll Investments, Doll Capital Advisors, and Doll Capital Advisors, Inc. He also receives trails from outside insurance contracts and dedicates nearly full-time hours to providing investment advisory services through Doll Capital Advisors, Inc.
Employment History
Current Registrations
Doll Capital Advisors Incorporated
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Ba Investment Services, INC.Broker
Gna Securities, INC.Broker
Gna Securities, INC.Broker
Thomson Mckinnon Securities INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Heinold Securities, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.