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Scott Doll

Doll Capital Advisors Incorporated
42 Years of Experience
San Juan Capistrano, CA
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Scott Doll is a registered investment advisor at Doll Capital Advisors Incorporated, based in San Juan Capistrano, CA, with 42 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 51 clients with $76M in assets under management.

Doll Capital Advisors Incorporated
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
51 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$76.0M

Fee Structure

Minimum Investment:$3M
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.65%

Fees are negotiable. Same rate applies to portfolio management and third-party investment advisor recommendation services.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

30448 Rancho Viejo Rd, Suite 140, San Juan Capistrano, CA, 92675

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History

Regulatory History (1)
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Customer Dispute
May 2020
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Scott operates under several entities related to his investment advisory business, including Scott W. Doll Investments, Doll Capital Advisors, and Doll Capital Advisors, Inc. He also receives trails from outside insurance contracts and dedicates nearly full-time hours to providing investment advisory services through Doll Capital Advisors, Inc.

Employment History
Current Registrations
Doll Capital Advisors Incorporated
August 2024 - Present · 2 yrs 2 mos
Previous Registrations
LPL Financial LLC
December 1997 - June 2022 · 24 yrs 6 mos
LPL Financial LLCBroker
January 1996 - August 2026 · 30 yrs 7 mos
Ba Investment Services, INC.Broker
May 1992 - January 1996 · 3 yrs 8 mos
Gna Securities, INC.Broker
May 1990 - June 1992 · 2 yrs 1 mo
Gna Securities, INC.Broker
May 1988 - June 1992 · 4 yrs 1 mo
Thomson Mckinnon Securities INC.Broker
October 1987 - April 1988 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1985 - October 1987 · 2 yrs 4 mos
Heinold Securities, INC.Broker
October 1983 - May 1985 · 1 yr 7 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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