Kenneth Williams
Kenneth Williams is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in San Juan Capistrano, CA, with 46 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
30200 Rancho Viejo Rd Ste G, San Juan Capistrano, CA, 92675
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2007Criminal
May 1986Customer Dispute
October 1984Other Business ActivitiesSells Insurance
Kenneth is an insurance agent selling life, health, disability, annuities, and long-term care insurance, dedicating minimal time to this. He is also the President of Williams Financial Advisors, Inc., spending nearly full-time on financial services, and the trustee of an irrevocable life insurance trust, requiring minimal time. Additionally, Kenneth owns rental property and is the chairman of a scholarship foundation, dedicating minimal time to each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Associated Planners Investment Advisory INC
Associated Securities CORP.
Bts Asset Management, INC.
Associated Securities CORP.Broker
Titan Capital CorporationBroker
Financial Planners Equity CorporationBroker
Private Ledger Financial Services, IncorporatedBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.