James Williams
James Williams is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in San Juan Capistrano, CA, with 25 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
30200 Rancho Viejo Rd Ste G, San Juan Capistrano, CA, 92675
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James sells fixed insurance products, including life, disability, annuities, and long-term care, dedicating a few hours per week. He also owns rental properties and is the vice-president and financial advisor for Williams Financial Advisors, Inc., spending full-time hours on this role. Additionally, James is a board member for Casa de Ama, a special needs adults home, dedicating minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Associated Securities CORP.
Associated Planners Investment Advisory INC
Associated Securities CORP.Broker
State Registrations27 states
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