James Staples
James Staples is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Statesville, NC, with 42 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
126 East Water St, Statesville, NC, 28677
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Regulatory History (1)
Employment Separation After Allegations
August 1982Other Business ActivitiesSells Insurance
James is involved in several outside business activities, including serving as a board member for Children's Homes of Iredell County and Iredell Statesville Schools Bible Assoc. He also owns rental real estate, manages family real estate, and is an insurance agent.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Opus Financial Advisors, INC.
Previous Registrations
Fsc Securities CorporationBroker
Ids Marketing CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.