William Morgan
William Morgan is a registered investment advisor at LPL Financial LLC, based in Statesville, NC, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
113 N Center St, Ste 300, Statesville, NC, 28677
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2004Other Business ActivitiesSells Insurance
William is involved in several outside business activities, including Capital Management Group of the Carolinas, a non-profit board, radio/TV/podcast, and politics/government. He dedicates a full-time commitment to Capital Management Group of the Carolinas, minimal time to most other activities, and a few hours per week to Economic Development Partnership of NC and Committee to Elect William Morgan.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Grove Point Advisors, LLC
Grove Point Investments, LLCBroker
H. Beck, INC.
Ifg Advisory Services INC
Ifg Network Securities, INC.Broker
H. Beck, INC.Broker
Aetna Life Insurance and Annuity CompanyBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.