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Gregory Davis

41 Years of Experience
Chicago, IL
1 DisclosureBroker

Gregory Davis is a registered investment advisor, based in Chicago, IL, with 41 years of industry experience.

Location

3435 W. 111th Street, Chicago, IL, 60655

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History

Regulatory History (1)
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Customer Dispute
February 2003
Denied
Other Business Activities

Gregory is the treasurer of the Wessex Homeowners Association, acting as a dual signatory.

Employment History
Current Registrations
Cetera Investment Services LLCBroker
September 2019 - Present · 6 yrs 8 mos
Cetera Investment Advisers LLC
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
BMO Harris Financial Advisors, INC
July 2006 - April 2019 · 12 yrs 9 mos
BMO Harris Financial Advisors, INC.Broker
July 2006 - April 2019 · 12 yrs 9 mos
Chase Investment Services CORP.
July 2005 - May 2006 · 10 mos
Chase Investment Services CORP.Broker
July 2005 - May 2006 · 10 mos
Prudential Financial Planning Services
June 2003 - April 2005 · 1 yr 10 mos
Pruco Securities, LLC.Broker
January 1984 - April 2005 · 21 yrs 3 mos
State Registrations4 states
ILINKSTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gregory Davis - Financial Advisor | TrueAdvisor