GD
GD
Gregory Davis
41 Years of Experience
Chicago, IL
1 DisclosureBroker
Gregory Davis is a registered investment advisor at Cetera Investment Advisers LLC, based in Chicago, IL, with 41 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
Loading...
Location
3435 W. 111th Street, Chicago, IL, 60655
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2003Denied
Other Business Activities
Gregory is the treasurer of the Wessex Homeowners Association, acting as a dual signatory.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
September 2019 - Present · 7 yrs 1 mo
Cetera Investment Advisers LLC
September 2019 - Present · 7 yrs 1 mo
Previous Registrations
BMO Harris Financial Advisors, INC
July 2006 - April 2019 · 12 yrs 9 mos
BMO Harris Financial Advisors, INC.Broker
July 2006 - April 2019 · 12 yrs 9 mos
Chase Investment Services CORP.
July 2005 - May 2006 · 10 mos
Chase Investment Services CORP.Broker
July 2005 - May 2006 · 10 mos
Prudential Financial Planning Services
June 2003 - April 2005 · 1 yr 10 mos
Pruco Securities, LLC.Broker
January 1984 - April 2005 · 21 yrs 3 mos
State Registrations4 states
ILINKSTN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Eric BurtonCetera Investment Advisers LLC
- Kinying Chau, CFPCetera Investment Advisers LLC
- Elizabeth Krebs, CFPCetera Investment Advisers LLC
- Justin LeeCetera Investment Advisers LLC
- Thomas Seiwert, PFSCetera Investment Advisers LLC
- Lawrence GoldmanCetera Investment Advisers LLC