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Eric Burton

Cetera Investment Advisers LLC
27 Years of Experience
Chicago, IL
5 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Eric Burton is a registered investment advisor at Cetera Investment Advisers LLC, based in Chicago, IL, with 27 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

1928 West Fulton #3, Chicago, IL, 60612

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2022
Final
Regulatory
August 2021
Final
Regulatory
June 2021
Final
Customer Dispute
March 2021
Settled
Customer Dispute
November 2015
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Eric is the president of Megent Financial, providing financial services to clients, which takes nearly full-time hours. He also owns Burton Financial Group LLC, a non-variable insurance DBA, co-owns real estate rental property, is the president/treasurer of a homeowner's association, and co-chairs a philanthropy group.

Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2024 - Present · 2 yrs 8 mos
Cetera Advisors LLC
February 2019 - Present · 7 yrs 8 mos
Cetera Advisors LLCBroker
February 2019 - Present · 7 yrs 8 mos
Previous Registrations
Cetera Advisors LLC
February 2019 - March 2024 · 5 yrs 1 mo
Opus Wealth Management Group
May 2016 - March 2019 · 2 yrs 10 mos
LPL Financial LLCBroker
April 2016 - March 2019 · 2 yrs 11 mos
Fsc Securities Corporation
September 2012 - May 2016 · 3 yrs 8 mos
Fsc Securities CorporationBroker
September 2012 - May 2016 · 3 yrs 8 mos
Advice Network Consultants, LLC
October 2008 - December 2012 · 4 yrs 2 mos
LPL Financial LLC
August 2008 - October 2012 · 4 yrs 2 mos
LPL Financial LLCBroker
April 2005 - October 2012 · 7 yrs 6 mos
The O.N. Equity Sales CompanyBroker
August 2001 - April 2005 · 3 yrs 8 mos
Strategic Assets INC.Broker
December 1998 - August 2001 · 2 yrs 8 mos
State Registrations2 states
FLIL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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