Thomas Seiwert
Thomas Seiwert is a PFS-designated registered investment advisor at Cetera Investment Advisers LLC, based in Chicago, IL, with 35 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
8755 West Higgins Rd, Ste 250, Chicago, IL, 60631
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is an owner of Seiwert & Associates, CPAs, P.C., providing accounting and tax services, which takes about a quarter of his time. He is also president of Seiwert Financial Services, Inc. and a broker associate at Weichert Realtors, and a director of Paul Seiwert Foundation, dedicating minimal time to each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Hochman & Baker Investment Advisory Services, INC.
Hochman & Baker Securities, INC.Broker
Nsa Securities CorporationBroker
Hochman & Baker Securities, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.