Thomas Seiwert
Thomas Seiwert is a PFS-designated registered investment advisor at Cetera Investment Advisers LLC, based in Chicago, IL, with 36 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
8755 West Higgins Rd, Ste 250, Chicago, IL, 60631
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is an owner of Seiwert & Associates, CPAs, P.C., providing accounting and tax services, which takes about a quarter of his time. He is also president of Seiwert Financial Services, Inc. and a broker associate at Weichert Realtors, and a director of Paul Seiwert Foundation, dedicating minimal time to each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Hochman & Baker Investment Advisory Services, INC.
Hochman & Baker Securities, INC.Broker
Nsa Securities CorporationBroker
Hochman & Baker Securities, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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