Lawrence Goldman

35 Years of Experience

Chicago, IL

1 DisclosureBrokerSells Insurance

Lawrence Goldman is a registered investment advisor at Cetera Investment Advisers LLC, based in Chicago, IL, with 35 years of industry experience. Lawrence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Cetera Investment Advisers LLC

Compensation

Fee-Only (% of Portfolio)Fixed/Hourly

Firm Size

10345 advisors

IM Fee

Planning only

Assets Under Management

$163.8B

Location

6306 N. Cicero, Chicago, IL, 60646-4422

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History

Regulatory History (1)

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Criminal

November 1975

Final Disposition

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Lawrence refers clients for health insurance through Blue Cross since 2010. He also operates Computer Accounting & Financial Service, Inc., providing tax, accounting, and financial services, including power of attorney for IRS matters, dedicating nearly full-time hours to this activity.

Employment History

Current Registrations

Cetera Investment Advisers LLC

February 1998 - Present · 28 yrs 5 mos

Cetera Financial Specialists LLC

November 1990 - Present · 35 yrs 8 mos

Cetera Financial Specialists LLCBroker

November 1990 - Present · 35 yrs 8 mos

State Registrations9 states

AZCAFLILINMIMNTXWI

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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