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Steven Danieli

Stifel, Nicolaus & Company, Incorporated
43 Years of Experience
Morristown, NJ
5 DisclosuresBroker
View SEC Summary
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Steven Danieli is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Morristown, NJ, with 43 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

305 Madison Avenue, Morristown, NJ, 07960

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2012
Denied
Regulatory
December 2003
Final
Customer Dispute
December 2001
Settled
Customer Dispute
August 2000
Settled
Regulatory
April 1994
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
August 2007 - Present · 19 yrs 2 mos
Stifel, Nicolaus & Company, IncorporatedBroker
August 2007 - Present · 19 yrs 2 mos
Previous Registrations
Ryan Beck & CO.
February 2005 - August 2007 · 2 yrs 6 mos
Ryan Beck & CO.Broker
April 2002 - August 2007 · 5 yrs 4 mos
Gruntal & CO., L.L.C.Broker
July 1990 - May 2002 · 11 yrs 10 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
May 1989 - June 1990 · 1 yr 1 mo
Drexel Burnham Lambert IncorporatedBroker
January 1988 - May 1989 · 1 yr 4 mos
Shearson Lehman Hutton INC.Broker
January 1985 - February 1988 · 3 yrs 1 mo
Prudential-Bache Securities INC.Broker
August 1983 - January 1985 · 1 yr 5 mos
Northfield Investments INC.Broker
March 1983 - August 1983 · 5 mos
State Registrations32 states
AZCACOCTDEFLGAHIILKSMAMDMEMNMONCNENHNJNVNYOHPARISCTNTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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