Nicholas Maurillo
Nicholas Maurillo is a registered investment advisor at UBS Financial Services INC., based in Fort Myers, FL, with 43 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
12800 University Drive Suite 500, Fort Myers, FL, 33907
Get directionsHistory
Regulatory History (3)
Customer Dispute
October 2008Customer Dispute
April 2008Customer Dispute
December 2002Other Business Activities
Nicholas is a partner of MTTN Associate, a real estate investment LLC, and Exmoor LLC. He is also a manager of TPN LLC and an owner of real estate rental property.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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