JM
JM
John Mccarthy is a registered investment advisor, based in Birmingham, AL, with 28 years of industry experience.
Location
2 Perimeter Park South, Suite 500 West, Birmingham, AL, 35243
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Regulatory History (1)
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Employment Separation After Allegations
November 2012Other Business ActivitiesSells Insurance
John is an independent insurance agent selling life and health products since 2010. This takes minimal time.
Employment History
Current Registrations
Stonex Securities INC.Broker
December 2019 - Present · 6 yrs 5 mos
Stonex Advisors INC.
December 2019 - Present · 6 yrs 5 mos
Previous Registrations
Quest Capital Strategies, INC.
January 2013 - December 2019 · 6 yrs 11 mos
Quest Capital Strategies, INC.Broker
January 2013 - December 2019 · 6 yrs 11 mos
Sws Financial Services, INC.Broker
May 2012 - November 2012 · 6 mos
Sws Financial Services, INC.
May 2012 - November 2012 · 6 mos
Morgan Stanley Smith Barney LLC
March 2010 - April 2012 · 2 yrs 1 mo
Morgan Stanley Smith BarneyBroker
February 2010 - April 2012 · 2 yrs 2 mos
Brokers Transaction Services, INC.Broker
August 1997 - March 1998 · 7 mos
Rauscher Pierce Refsnes, INC.Broker
March 1993 - September 1995 · 2 yrs 6 mos
Alex. Brown & Sons IncorporatedBroker
August 1988 - March 1993 · 4 yrs 7 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
November 1985 - August 1988 · 2 yrs 9 mos
Eppler, Guerin & Turner, INC.Broker
May 1983 - November 1985 · 2 yrs 6 mos
State Registrations2 states
MNTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.