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George Dawkins

Stonex Advisors INC.
32 Years of Experience
Birmingham, AL
1 DisclosureBrokerSells Insurance
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George Dawkins is a registered investment advisor at Stonex Advisors INC., based in Birmingham, AL, with 32 years of industry experience. George is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Insurance Planning, and 2 more. Their firm serves 9,843 clients with $5.1B in assets under management.

Stonex Advisors INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
233 advisors
Number of Clients
9,843 clients
Average Client Portfolio
$517K average
Assets Under Management
$5.1B

Fee Structure

Minimum Annual Fee:$200

StoneX Advisors' investment management fees are negotiated between you and your financial advisor, with a maximum of 2% of your portfolio's value annually (1.5% for annuity allocations). There's a minimum annual fee of $200, or $300 for Unified Managed Accounts. Fees are typically deducted from your account quarterly or monthly in advance, but can be arranged in arrears. If you end the agreement early, you'll receive a refund for any unearned fees.

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Location

Burleson Dawkins Inc., Two Office Park Cr. Suite 100, Birmingham, AL, 35223

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 1999
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

George is the president of Calhoun Properties Inc., which now holds stocks and requires minimal time. He is also a partner in Burleson Dawkins Inc., managing the business on a full-time basis, and a partner in GWDJFB, LLC, a property buying entity created to obtain group health insurance, requiring minimal time.

Employment History
Current Registrations
Stonex Advisors INC.
June 2016 - Present · 10 yrs 4 mos
Stonex Securities INC.Broker
February 2010 - Present · 16 yrs 8 mos
Previous Registrations
Sterne Agee Asset Management, INC.
November 2010 - June 2016 · 5 yrs 7 mos
Gunnallen Financial, INC
March 2007 - March 2010 · 3 yrs
Gunnallen Financial, INCBroker
April 2003 - March 2010 · 6 yrs 11 mos
Morgan Keegan & Company, INC.Broker
February 2000 - April 2003 · 3 yrs 2 mos
J.C. Bradford & CO.Broker
November 1996 - February 2000 · 3 yrs 3 mos
Morgan Keegan & Company, INC.Broker
April 1994 - November 1996 · 2 yrs 7 mos
State Registrations10 states
ALCAFLGAMSNCSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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