LF
LF
Leslie Finn is a registered investment advisor, based in Birmingham, AL, with 31 years of industry experience.
Location
2 Perimeter Park South, Suite 500 West, Birmingham, AL, 35243
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Regulatory History (2)
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Criminal
July 1999Final Disposition
Criminal
December 1984Final Disposition
Other Business ActivitiesSells Insurance
Leslie is an independent insurance agent selling life and accident insurance products since 2014. Leslie also works as a cashier at Hollywood Casino, spending nearly full-time hours there, including some time during market hours.
Employment History
Current Registrations
Stonex Securities INC.Broker
December 2019 - Present · 6 yrs 9 mos
Stonex Advisors INC.
December 2019 - Present · 6 yrs 9 mos
Previous Registrations
Quest Capital Strategies, INC.
June 2014 - December 2019 · 5 yrs 6 mos
Quest Capital Strategies, INC.Broker
June 2014 - December 2019 · 5 yrs 6 mos
Waddell & Reed, INC.Broker
May 2013 - February 2014 · 9 mos
Waddell & Reed
May 2013 - February 2014 · 9 mos
Quest Capital Strategies, INC.Broker
March 1995 - April 2013 · 18 yrs 1 mo
Montano Securities CorporationBroker
September 1994 - February 1995 · 5 mos
State Registrations3 states
INKYOH
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.