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Robert Erickson

Stonex Advisors INC.
19 Years of Experience
Birmingham, AL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Robert Erickson is a registered investment advisor at Stonex Advisors INC., based in Birmingham, AL, with 19 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 9,843 clients with $5.1B in assets under management.

Stonex Advisors INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
233 advisors
Number of Clients
9,843 clients
Average Client Portfolio
$517K average
Assets Under Management
$5.1B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$200
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiated between the client and financial advisor up to a maximum annualized rate of 2.00% for standard assets and 1.50% for annuity allocations. Subject to a minimum annual fee of $200 or 0.10%, whichever is greater ($300 for Unified Managed Accounts). American Funds F2 platform has a separate tiered schedule of 0.80% and 0.55%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2 Perimeter Park South, Suite 500 West, Birmingham, AL, 35243

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
May 2021
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Robert is the President of EMG Financial Services LLC, an insurance agency, and runs its day-to-day operations. This takes about half of his time, including about 10-20% of his time during market hours.

Employment History
Current Registrations
Stonex Advisors INC.
December 2019 - Present · 6 yrs 10 mos
Stonex Securities INC.Broker
December 2019 - Present · 6 yrs 10 mos
Previous Registrations
Quest Capital Strategies, INC.
August 2017 - December 2019 · 2 yrs 4 mos
Quest Capital Strategies, INC.Broker
August 2017 - December 2019 · 2 yrs 4 mos
Prudential Financial Planning Services
September 2016 - April 2017 · 7 mos
Pruco Securities, LLC.Broker
February 2007 - April 2017 · 10 yrs 2 mos
State Registrations13 states
AZDEFLGANCNJNYPASCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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