James Platania
James Platania is a CFP-designated registered investment advisor at LPL Financial LLC, based in Arlington Heights, IL, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2 W Northwest Hwy, Arlington Heights, IL, 60004
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James operates Platania Financial, Inc. as a DBA for his LPL business since 1994. He is also an agent for life, health, disability, fixed annuities, and LTC insurance since 1982, dedicating minimal time to this. Additionally, James is a broker for E 4 Insurance Services and an adjunct faculty member at The National Judicial College, both requiring minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Pps Securities CORP.Broker
W. S. Griffith & CO., INC.Broker
State Registrations21 states
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