Joseph Vitale
Joseph Vitale is a registered investment advisor at LPL Financial LLC, based in Arlington Heights, IL, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
150 East Rand Road, Arlington Heights, IL, 60004
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2024Customer Dispute
July 1999Other Business ActivitiesSells Insurance
Joseph is affiliated with Wintrust Investments as a DBA for LPL business and Wintrust Investment and Insurance Agency for non-variable insurance, both investment-related. These activities take up Joseph's full time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wintrust Investments
Wintrust Investments LLCBroker
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Morgan Stanley Dw INC.Broker
Citicorp Investment ServicesBroker
Abn Amro Investment Services, INC.Broker
Citicorp Investment ServicesBroker
Everen Securities, INC.Broker
Gruntal & CO. IncorporatedBroker
Joseph Roberts & CO., INC.Broker
Montano Securities CorporationBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.