Clifton Mcwhorter
Clifton Mcwhorter is a registered investment advisor at LPL Financial LLC, based in Arlington Heights, IL, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Arlington Heights, IL
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Regulatory History (1)
Customer Dispute
December 2025Other Business ActivitiesSells Insurance
Clifton is involved with CHM Financial Services, focusing on non-variable insurance products. This activity takes a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Grove Point Advisors, LLC
H. Beck, INC.
Annex Wealth Management, LLC
H. Beck, INC.
Grove Point Investments, LLCBroker
LPL Financial CorporationBroker
Waterstone Financial Group, INC.Broker
Dreher & Associates, INC.Broker
Aetna Investment Services, INC.Broker
Aetna Life Insurance and Annuity CompanyBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.