KE
ChFC
KE
ChFC

Kevin Earls

42 Years of Experience
New York, NY
BrokerSells Insurance

Kevin Earls is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in New York, NY, with 42 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

200 Liberty Street 3rd Fl, New York, NY, 10281

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Kevin is a Senior VP at Willis Towers Watson Northeast, Inc. selling insurance, dedicating about 10-20% of his time to this role. Kevin is also a VP at SNT Associates, an occupational therapy practice, spending minimal time per week in this non-investment related role.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Willis Towers Watson Securities, LLCBroker
August 2022 - Present · 3 yrs 9 mos
Willis Towers Watson Securities, LLC
April 2022 - Present · 4 yrs 1 mo
Cetera Wealth Services, LLCBroker
September 2013 - Present · 12 yrs 8 mos
Previous Registrations
Willis Securities, INC.
August 2021 - December 2021 · 4 mos
Cetera Advisor Networks LLC
March 2021 - June 2023 · 2 yrs 3 mos
Cetera Advisor Networks LLC
September 2013 - December 2014 · 1 yr 3 mos
Willis Securities, INC.Broker
November 2009 - December 2021 · 12 yrs 1 mo
Willis Capital MarketsBroker
September 2009 - November 2009 · 2 mos
Tower Square Securities, INC.
May 2004 - September 2013 · 9 yrs 4 mos
Tower Square Securities, INC.Broker
May 2004 - September 2013 · 9 yrs 4 mos
Hrh Securities, LLC
April 2003 - November 2009 · 6 yrs 7 mos
Hrh Securities, LLCBroker
April 2001 - November 2009 · 8 yrs 7 mos
Ws Griffith Securities, INC.Broker
August 1993 - June 2004 · 10 yrs 10 mos
Phoenix Equity Planning CorporationBroker
July 1983 - August 1993 · 10 yrs 1 mo
State Registrations7 states
CTIAILMNNJNYTX
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.