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Walter Suarez
21 Years of Experience
New York, NY
1 DisclosureBrokerSells Insurance
Walter Suarez is a registered investment advisor at Cetera Investment Advisers LLC, based in New York, NY, with 21 years of industry experience. Walter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
420 Lexington Ave, Ste 1402 Rm# 1458, New York, NY, 10170
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2009Denied
Other Business ActivitiesSells Insurance
Walter sells fixed insurance products, including life insurance, with various companies since 2017. This activity takes up a full-time commitment, with most of the hours occurring during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 4 mos
Cetera Advisors LLCBroker
January 2012 - Present · 14 yrs 6 mos
Previous Registrations
Cetera Advisors LLC
January 2012 - March 2024 · 12 yrs 2 mos
Chase Investment Services CORP.
May 2006 - January 2012 · 5 yrs 8 mos
Chase Investment Services CORP.Broker
November 2005 - January 2012 · 6 yrs 2 mos
Ameriprise Financial Services, INC.Broker
December 2004 - November 2005 · 11 mos
Ids Life Insurance CompanyBroker
December 2004 - November 2005 · 11 mos
Legend Securities, INC.Broker
October 2004 - November 2004 · 1 mo
State Registrations11 states
CTDEFLGAMNNCNJNYPASCWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.