SK
CFP
SK
CFP

Sharaz Khan

16 Years of Experience
New York, NY
Broker

Sharaz Khan is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in New York, NY, with 16 years of industry experience. Sharaz is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location

1430 Broadway, Suite 700, New York, NY, 10018

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2019 - Present · 7 yrs 4 mos
Cetera Investment Services LLC
June 2019 - Present · 7 yrs 4 mos
Cetera Investment Services LLCBroker
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Foresters Advisory Services, LLC
October 2014 - June 2019 · 4 yrs 8 mos
Foresters Financial Services, INC.Broker
May 2010 - June 2019 · 9 yrs 1 mo
State Registrations22 states
CACOCTDCFLGAILMAMDMEMONCNJNYOHPASCSDTXVAVTWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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