Mike Samantha
Mike Samantha is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Irvine, CA, with 41 years of industry experience. Mike operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
One Park Plaza Suite 600, Irvine, CA, 92614
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mike is an owner and CPA at US Advisors LLC, providing pension and tax consulting, dedicating full-time hours to this role. He also works as an insurance agent selling various insurance products and owns MBS Advisors LLC, managing commercial real estate with minimal time commitment.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Cetera Advisors LLC
Previous Registrations
Cetera Advisors LLC
Walnut Street Securities, INC.Broker
Walnut Street Securities, INC.
Nathan & Lewis Securities, INC.
Nathan & Lewis Securities, INC.Broker
Integrated Resources Equity CorporationBroker
Berkshire Equity Sales, INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations6 states
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