JC
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Jiaqi Chen
14 Years of Experience
Irvine, CA
1 DisclosureBroker
Jiaqi Chen is a registered investment advisor at Cetera Investment Advisers LLC, based in Irvine, CA, with 14 years of industry experience. Jiaqi is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
15343 Culver Drive, Irvine, CA, 92604
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Regulatory History (1)
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Customer Dispute
April 2021Settled
Other Business Activities
Jiaqi owns JAHH Capital Investment LLC, which invests in residential properties.
Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2015 - Present · 11 yrs 5 mos
Cetera Investment Services LLCBroker
November 2013 - Present · 12 yrs 11 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - September 2013 · 11 mos
Chase Investment Services CORP.Broker
May 2012 - October 2012 · 5 mos
State Registrations10 states
AZCACTDEFLNJNVNYOHWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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