JC
JC
Jiaqi Chen
13 Years of Experience
Irvine, CA
1 DisclosureBroker
Jiaqi Chen is a registered investment advisor at Cetera Investment Advisers LLC, based in Irvine, CA, with 13 years of industry experience. Jiaqi operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
15343 Culver Drive, Irvine, CA, 92604
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2021Settled
Other Business Activities
Jiaqi owns JAHH Capital Investment LLC, which invests in residential properties.
Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2015 - Present · 11 yrs
Cetera Investment Services LLCBroker
November 2013 - Present · 12 yrs 6 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - September 2013 · 11 mos
Chase Investment Services CORP.Broker
May 2012 - October 2012 · 5 mos
State Registrations9 states
AZCACTDEFLNJNVNYTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.