Gal Horev
Gal Horev is a registered investment advisor at Dempsey Lord Smith, LLC, based in Irvine, CA, with 19 years of industry experience. Gal operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 2,731 clients with $580M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Dempsey Lord Smith offers several ways to manage your investments:
- Portfolio Management: DLS manages your investments directly, buying and selling securities as they see fit.
- Model Portfolio Management: DLS uses pre-built investment models (Growth & Income, Income, ETF/Mutual Fund) to manage your portfolio.
- Wealth Management Platform: DLS uses third-party asset managers through the Fidelity Managed Account Solutions Program or DLS's own wrap fee program.
- Advisor Referral Program: DLS refers you to a third-party asset manager.
The maximum annual fee for portfolio management is 2.50% (2.00% in Alabama). The specific fee is negotiable. DLS receives a portion of the fee collected by third-party asset managers.
Location
19800 MacArthur Blvd., Suite #300, Irvine, CA, 92612
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Regulatory History (1)
Customer Dispute
June 2024Other Business ActivitiesSells Insurance
Gal is the president of GIFA Inc. and works as a fixed insurance agent for various insurance agencies, dedicating a few hours per week to each. Gal also owns real estate consulting business, a referral/consultant business, and vacation rental properties.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Dempsey Lord Smith, LLC
Dempsey Lord Smith, LLC
Dempsey Lord Smith, LLCBroker
National Asset Management, INC.
National Securities CorporationBroker
American Investors CO
American Investors CompanyBroker
Private Asset Advisors, INC.
Private Asset Group, INC.Broker
Financial West Group
Financial West GroupBroker
Morgan Peabody, INC.Broker
Sigma Financial CorporationBroker
Spc
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.