HH
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Howard Hsieh
21 Years of Experience
Irvine, CA
3 DisclosuresBroker
Howard Hsieh is a registered investment advisor at Cetera Investment Advisers LLC, based in Irvine, CA, with 21 years of industry experience. Howard is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
14845 Jeffrey Road, Irvine, CA, 92618
Get directionsHistory
Regulatory History (3)
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Customer Dispute
March 2025Pending
Customer Dispute
December 2022Settled
Customer Dispute
October 2021Settled
Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 9 mos
Cetera Investment Services LLCBroker
March 2013 - Present · 13 yrs 7 mos
Previous Registrations
Cetera Investment Services LLC
March 2013 - January 2014 · 10 mos
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
December 2011 - March 2013 · 1 yr 3 mos
Bancwest Investment Services, INC.Broker
December 2011 - March 2013 · 1 yr 3 mos
Primevest Financial Services, INC.Broker
June 2011 - December 2011 · 6 mos
Citigroup Global Markets INC.Broker
May 2007 - May 2011 · 4 yrs
Citicorp Investment ServicesBroker
April 2005 - May 2007 · 2 yrs 1 mo
State Registrations5 states
CAFLNVNYTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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