George Thiergartner
George Thiergartner is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Heathrow, FL, with 42 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
400 International Parkway, Suite 130, Heathrow, FL, 32746
Get directionsHistory
Regulatory History (4)
Customer Dispute
March 2015Employment Separation After Allegations
May 2012Customer Dispute
September 1991Customer Dispute
February 1991Other Business ActivitiesSells Insurance
George is an agent for B. Riley Wealth Insurance Corporation, selling fixed insurance products since 2020. This activity requires a few hours per week.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
B. Riley Wealth ManagementBroker
B. Riley Wealth Advisors, INC.
National Securities CorporationBroker
Moors & Cabot, INC
Moors & Cabot, INC.Broker
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
Prudential-Bache Securities INC.Broker
Dean Witter Reynolds INC.Broker
Painewebber IncorporatedBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.