IR
IR
Ira Riner
43 Years of Experience
Mt. Pleasant, SC
1 DisclosureBroker
Ira Riner is a registered investment advisor at UBS Financial Services INC., based in Mt. Pleasant, SC, with 43 years of industry experience. Ira is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
941 Houston Northcutt Blvd, Suite 100, Mt. Pleasant, SC, 29464
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2011Settled
Employment History
Current Registrations
UBS Financial Services INC.
March 2015 - Present · 11 yrs 7 mos
UBS Financial Services INC.Broker
March 2015 - Present · 11 yrs 7 mos
Previous Registrations
RBC Capital Markets, LLC
August 2008 - April 2015 · 6 yrs 8 mos
RBC Capital Markets, LLCBroker
August 2008 - April 2015 · 6 yrs 8 mos
Wachovia Securities, LLCBroker
January 2008 - August 2008 · 7 mos
A. G. Edwards & Sons, INC.Broker
November 1998 - January 2008 · 9 yrs 2 mos
Prudential Securities IncorporatedBroker
July 1983 - November 1998 · 15 yrs 4 mos
State Registrations15 states
AZCOCTFLGAKSKYMONCNYOHPASCTXVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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