PF
PF

Patricia French

37 Years of Experience
Mt. Pleasant, SC
1 DisclosureBroker

Patricia French is a registered investment advisor at UBS Financial Services INC., based in Mt. Pleasant, SC, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
Loading...

Location

941 Houston Northcutt Blvd, Suite 100, Mt. Pleasant, SC, 29464

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 1999
Settled
Other Business Activities

Patricia is a market partner for Monat, buying and selling hair products via network marketing since 2018. She is also a Finance Committee Member and Investment Committee Chair for the Catholic Diocese of Charleston, starting in 2025.

Employment History
Current Registrations
UBS Financial Services INC.
September 2015 - Present · 10 yrs 8 mos
UBS Financial Services INC.
September 2015 - Present · 10 yrs 8 mos
UBS Financial Services INC.Broker
September 2015 - Present · 10 yrs 8 mos
Previous Registrations
Bb&t Securities, LLCBroker
January 2013 - September 2015 · 2 yrs 8 mos
Bb&t Securities, LLC
January 2013 - September 2015 · 2 yrs 8 mos
Scott & Stringfellow, LLC
October 2001 - January 2013 · 11 yrs 3 mos
Scott & Stringfellow, LLCBroker
August 2001 - January 2013 · 11 yrs 5 mos
Presidential Brokerage, INC.Broker
September 1998 - September 2001 · 3 yrs
Waldron & CO., INC.Broker
August 1997 - October 1998 · 1 yr 2 mos
Prudential Securities IncorporatedBroker
June 1994 - August 1997 · 3 yrs 2 mos
Chatfield Dean & CO., INC.Broker
October 1989 - July 1994 · 4 yrs 9 mos
B C Financial CorporationBroker
March 1989 - October 1989 · 7 mos
Power Securities CorporationBroker
January 1989 - February 1989 · 1 mo
State Registrations21 states
AZCACODEFLGAILMAMDMEMONCNJNYOHORSCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Patricia French - Financial Advisor | TrueAdvisor