John Pavlinec
John Pavlinec is a registered investment advisor at UBS Financial Services INC., based in Mt. Pleasant, SC, with 32 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
941 Houston Northcutt Blvd, Suite 100, Mt. Pleasant, SC, 29464
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2004Customer Dispute
December 2003Other Business Activities
John is a member of the Mariners Cay Yacht & Racquet Club HOA board since 2019. He helps make decisions on maintenance, improvements, social events, and budgets for the homeowners association.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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