Thomas Mccain
Thomas Mccain is a registered investment advisor at Round Table Financial, based in Little Rock, AR, with 33 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 29 clients with $43M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Round Table Financial charges up to 2.0% of your portfolio per year for investment management. The fee is negotiable based on factors like the amount you invest and the complexity of your financial situation. The fee is taken from your account quarterly. Cash and margin balances are included when calculating the fee.
Location
3625 Kavanaugh Blvd., Suite A, Little Rock, AR, 72205
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Regulatory History (1)
Regulatory
April 1989Employment History
Current Registrations
Round Table Financial
Previous Registrations
Millennium Capital Advisors, LLC
Simmons First Capital Management, INC.
Stephens INC.Broker
T. J. Raney & Sons, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.