Paul Richards
Paul Richards is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Jacksonville, FL, with 40 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
4345 Southpoint Blvd, Suite 400, Jacksonville, FL, 32216
Get directionsHistory
Regulatory History (1)
Regulatory
February 2017Other Business ActivitiesSells Insurance
Paul may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also owns PCR Soar Investment Inc. to administer his business, spending minimal time on it.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Dme Securities, LLCBroker
Investors Capital CORP.Broker
Wachovia Securities, INC.Broker
Wachovia Brokerage ServiceBroker
Olde Discount CorporationBroker
Hereth, Orr & Jones, INC.Broker
First Jersey Securities, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.