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Paul Richards

Northwestern Mutual Investment Services,llc
40 Years of Experience
Jacksonville, FL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Paul Richards is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Jacksonville, FL, with 40 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.

Northwestern Mutual Investment Services,llc
Compensation
Fixed/Hourly
Firm Size
2138 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

4345 Southpoint Blvd, Suite 400, Jacksonville, FL, 32216

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History

Regulatory History (1)
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Regulatory
February 2017
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Paul may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also owns PCR Soar Investment Inc. to administer his business, spending minimal time on it.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
May 2005 - Present · 21 yrs 5 mos
Northwestern Mutual Investment Services, LLCBroker
June 2003 - Present · 23 yrs 4 mos
Previous Registrations
Dme Securities, LLCBroker
February 2003 - June 2003 · 4 mos
Investors Capital CORP.Broker
July 2002 - December 2002 · 5 mos
Wachovia Securities, INC.Broker
February 2000 - August 2000 · 6 mos
Wachovia Brokerage ServiceBroker
July 1987 - February 2000 · 12 yrs 7 mos
Olde Discount CorporationBroker
August 1984 - July 1987 · 2 yrs 11 mos
Hereth, Orr & Jones, INC.Broker
December 1983 - February 1984 · 2 mos
First Jersey Securities, INC.Broker
May 1983 - December 1983 · 7 mos
State Registrations19 states
ARAZCAFLGAINKSKYMAMDMNMONCNYOHPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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