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Gregory Mercer

30 Years of Experience
Jacksonville, FL
1 DisclosureBrokerSells Insurance

Gregory Mercer is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Jacksonville, FL, with 30 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

4345 Southpoint Blvd, Suite 400, Jacksonville, FL, 32216

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2009
Denied
Other Business ActivitiesSells Insurance

Gregory may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
September 2011 - Present · 14 yrs 10 mos
Northwestern Mutual Investment Services, LLCBroker
September 1995 - Present · 30 yrs 10 mos
State Registrations7 states
AZCAFLGAKYORWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.