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Bradley Ernst

22 Years of Experience
Jacksonville, FL
3 DisclosuresBrokerSells Insurance

Bradley Ernst is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Jacksonville, FL, with 22 years of industry experience. Bradley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

4345 Southpoint Blvd, Suite 400, Jacksonville, FL, 32216

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2014
Denied
Customer Dispute
April 2010
Denied
Criminal
January 2002
Final Disposition
Other Business ActivitiesSells Insurance

Bradley may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also has 50% ownership in an investment property, is involved with training and coaching, serves as a director for a non-profit, and is a member of a baseball group, all requiring minimal time.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
July 2014 - Present · 12 yrs
Northwestern Mutual Investment Services, LLCBroker
March 2004 - Present · 22 yrs 4 mos
State Registrations32 states
AKALARAZCACOCTFLGAIAINKYLAMAMDMIMSMTNCNDNJNVNYOHOKPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.