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Richard Seid

42 Years of Experience
New York, NY
1 DisclosureBroker

Richard Seid is a registered investment advisor at Morgan Stanley, based in New York, NY, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 East 52nd Street, 28th Floor, New York, NY, 10055

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2010
Settled
Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
April 1994 - June 2009 · 15 yrs 2 mos
Gilford Securities IncorporatedBroker
January 1987 - April 1994 · 7 yrs 3 mos
Balfour Securities CorporationBroker
November 1983 - January 1987 · 3 yrs 2 mos
Ovest Securities, INC.Broker
July 1983 - November 1983 · 4 mos
State Registrations36 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Seid - Financial Advisor | TrueAdvisor