DC
DC

Debra Cohen

41 Years of Experience
Henderson, NV
1 DisclosureBroker

Debra Cohen is a registered investment advisor at Ameriprise Financial Services, LLC, based in Henderson, NV, with 41 years of industry experience. Debra is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

2495 Village View Dr Ste 200, Henderson, NV, 89074

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2000
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2022 - Present · 4 yrs 2 mos
Ameriprise Financial Services, LLCBroker
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
February 2002 - August 2022 · 20 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
January 2002 - August 2022 · 20 yrs 7 mos
Sutro & CO. IncorporatedBroker
June 1996 - January 2002 · 5 yrs 7 mos
Smith Barney INC.Broker
July 1993 - July 1996 · 3 yrs
Lehman Brothers INC.Broker
July 1991 - July 1993 · 2 yrs
Prudential Securities IncorporatedBroker
August 1989 - June 1991 · 1 yr 10 mos
Thomson Mckinnon Securities INC.Broker
May 1985 - August 1989 · 4 yrs 3 mos
State Registrations27 states
AZCACOCTFLGAHIILINKSLAMDMIMNMONCNJNVNYOHORPARITNTXUTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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