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Debra Cohen

40 Years of Experience
Henderson, NV
1 DisclosureBroker

Debra Cohen is a registered investment advisor at Ameriprise Financial Services, LLC, based in Henderson, NV, with 40 years of industry experience. Debra operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

2495 Village View Dr Ste 200, Henderson, NV, 89074

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2000
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2022 - Present · 3 yrs 9 mos
Ameriprise Financial Services, LLCBroker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
February 2002 - August 2022 · 20 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
January 2002 - August 2022 · 20 yrs 7 mos
Sutro & CO. IncorporatedBroker
June 1996 - January 2002 · 5 yrs 7 mos
Smith Barney INC.Broker
July 1993 - July 1996 · 3 yrs
Lehman Brothers INC.Broker
July 1991 - July 1993 · 2 yrs
Prudential Securities IncorporatedBroker
August 1989 - June 1991 · 1 yr 10 mos
Thomson Mckinnon Securities INC.Broker
May 1985 - August 1989 · 4 yrs 3 mos
State Registrations25 states
AZCACOCTFLGAILINKSLAMDMIMONCNJNVNYOHORPARITNTXUTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Debra Cohen - Financial Advisor | TrueAdvisor