Douglas Chin
Douglas Chin is a registered investment advisor at LPL Financial LLC, based in Red Bank, NJ, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
10 Broad St., Suite 202, Red Bank, NJ, 07701
Get directionsHistory
Regulatory History (4)
Customer Dispute
April 2004Customer Dispute
June 2002Customer Dispute
August 2000Customer Dispute
May 2000Other Business ActivitiesSells Insurance
Douglas has DBAs for his LPL business, Gladstone Wealth Partners and Trident Wealth Management, since 2021. He also has a non-variable insurance business under his own name, Douglas Chin, since 2021.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.