Douglas Chin
Douglas Chin is a registered investment advisor at LPL Financial LLC, based in Red Bank, NJ, with 43 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
10 Broad St., Suite 202, Red Bank, NJ, 07701
Get directionsHistory
Regulatory History (4)
Customer Dispute
April 2004Customer Dispute
June 2002Customer Dispute
August 2000Customer Dispute
May 2000Other Business ActivitiesSells Insurance
Douglas has DBAs for his LPL business, Gladstone Wealth Partners and Trident Wealth Management, since 2021. He also has a non-variable insurance business under his own name, Douglas Chin, since 2021.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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