Stan Dreyfuss
Stan Dreyfuss is a registered investment advisor at Oppenheimer & CO. INC., based in Newport Beach, CA, with 36 years of industry experience. Their practice areas include Financial Planning & Coaching, High Net Worth, Retirement Planning. Their firm serves 37,605 clients with $32B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Oppenheimer offers several investment management programs with different fee structures:
- Fahnestock Asset Management (FAM): Fees up to 2.5% of your portfolio. Commissions are also charged on certain FAM accounts.
- Alpha: Clients pay brokerage commissions and ticket/handling charges on securities transactions.
- Preference: Fees up to 2.25% of your portfolio. Additional charges may apply based on trading activity.
Minimum account sizes vary depending on the program and the types of investments included in the account. The minimum annual fee for FAM and Preference accounts is $250, but this is waived if the account is at least $50,000 or household advisory accounts are at least $250,000.
Location
620 Newport Center Drive, Suite 1000, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
August 2010Customer Dispute
December 2008Criminal
January 1996Other Business Activities
Stan is the trustee for his son's trust account at Oppenheimer & Co. since 2018, dedicating minimal time to this activity.
Employment History
Current Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Previous Registrations
D.A. Davidson & CO.Broker
D.A. Davidson & CO.
Crowell Weedon & CO.Broker
Crowell Weedon & CO.
Crowell, Weedon & CO.
Crowell, Weedon & CO.Broker
RBC Capital Markets CorporationBroker
RBC Capital Markets Corporation
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Smith Barney INC.Broker
Bridgecorp SecuritiesBroker
Citicorp Scrimgeour Vickers International, INC.Broker
Cantor, Fitzgerald & CO., INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.