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Stan Dreyfuss

Oppenheimer & CO. INC.
37 Years of Experience
Newport Beach, CA
3 DisclosuresBroker
View SEC Summary
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Stan Dreyfuss is a registered investment advisor at Oppenheimer & CO. INC., based in Newport Beach, CA, with 37 years of industry experience. Stan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

680 Newport Center Drive, Suite 200, Newport Beach, CA, 92660

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
August 2010
Customer Dispute
December 2008
Award / Judgment
Criminal
January 1996
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Stan is the trustee for his son's trust account at Oppenheimer & Co. since 2018, dedicating minimal time to this activity.

Employment History
Current Registrations
Oppenheimer & CO. INC.
January 2024 - Present · 2 yrs 9 mos
Oppenheimer & CO. INC.Broker
January 2024 - Present · 2 yrs 9 mos
Previous Registrations
D.A. Davidson & CO.Broker
November 2013 - January 2024 · 10 yrs 2 mos
D.A. Davidson & CO.
November 2013 - January 2024 · 10 yrs 2 mos
Crowell Weedon & CO.Broker
November 2013 - November 2013 · 0 mos
Crowell Weedon & CO.
November 2013 - November 2013 · 0 mos
Crowell, Weedon & CO.
August 2010 - November 2013 · 3 yrs 3 mos
Crowell, Weedon & CO.Broker
August 2010 - November 2013 · 3 yrs 3 mos
RBC Capital Markets CorporationBroker
July 2004 - September 2010 · 6 yrs 2 mos
RBC Capital Markets Corporation
July 2004 - September 2010 · 6 yrs 2 mos
Wachovia Securities, LLC
May 2003 - July 2004 · 1 yr 2 mos
Wachovia Securities, LLCBroker
September 1994 - July 2004 · 9 yrs 10 mos
Smith Barney INC.Broker
August 1992 - September 1994 · 2 yrs 1 mo
Bridgecorp SecuritiesBroker
August 1992 - October 1992 · 2 mos
Citicorp Scrimgeour Vickers International, INC.Broker
April 1988 - April 1989 · 1 yr
Cantor, Fitzgerald & CO., INC.Broker
June 1984 - April 1986 · 1 yr 10 mos
State Registrations14 states
AKAZCACOIDILNENMNVNYOHORTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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